The Guide to Social Media and the Securities Laws

Broker-Dealer Compliance + Regulation
Contact

The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time when the prevailing technology was the newspaper.

This Guide provides a summary of certain key principles relating to the use of social media by issuers that are reporting companies, broker-dealers, investment advisers and investment companies.

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Broker-Dealer Compliance + Regulation | Attorney Advertising

Written by:

Broker-Dealer Compliance + Regulation
Contact
more
less

Broker-Dealer Compliance + Regulation on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide